Introduction to System and Organizational Control (SOC 2) Compliance

The Introduction to System and Organizational Control (SOC 2) Compliance Training is designed to provide participants with a comprehensive understanding of SOC 2 compliance requirements and best pract...

Delivery Method: Video-Based Training

Course Delivery Format: recording

Course Level





The Introduction to System and Organizational Control (SOC 2) Compliance Training is designed to provide participants with a comprehensive understanding of SOC 2 compliance requirements and best practices. SOC 2 is a widely recognized standard for evaluating the effectiveness of an organization's controls over its systems and the protection of customer data. This course will cover the fundamental concepts, principles, and implementation strategies necessary for achieving SOC 2 compliance.

Course Objectives

  • Understand the fundamentals of SOC 2 compliance: Participants will gain a solid understanding of the key concepts, principles, and terminology related to SOC 2 compliance. They will learn about the different Trust Services Criteria (TSC) and how they are applied to assess an organization's controls.
  • Identify the scope and applicability of SOC 2 compliance: Participants will learn how to determine if their organization needs to comply with SOC 2 and identify the scope of their compliance efforts. They will understand the various industry-specific requirements and how to align them with their organization's goals.
  • Comprehend the SOC 2 framework: Participants will become familiar with the SOC 2 framework and its five trust service categories: Security, Availability, Processing Integrity, Confidentiality, and Privacy. They will learn about the criteria for each category and how to develop controls that address them effectively.
  • Learn the implementation process: Participants will be guided through the step-by-step process of implementing SOC 2 compliance within their organization. They will learn how to conduct a gap analysis, develop a remediation plan, and establish policies, procedures, and controls to meet SOC 2 requirements.
  • Gain insights into risk assessment and management: Participants will understand the importance of conducting risk assessments and developing risk management strategies as part of SOC 2 compliance. They will learn how to identify and assess risks, prioritize remediation efforts, and establish monitoring and reporting mechanisms.
  • Explore auditing and reporting considerations: Participants will learn about the SOC 2 audit process, including the roles and responsibilities of auditors and the organization being audited. They will gain insights into preparing for and undergoing a SOC 2 audit, as well as the reporting options available.
  • Address emerging trends and challenges: Participants will be introduced to the latest trends, emerging technologies, and challenges in SOC 2 compliance.
  • They will explore topics such as cloud computing, third-party risk management, and evolving privacy regulations, and learn how to adapt their compliance strategies accordingly.

Course Outline

Course Outline for Introduction to System and Organizational Control (SOC 2) Compliance

Introduction to SOC 2 Compliance

  • Understanding Compliance Frameworks
  • Importance of SOC 2 Compliance and Overview of SOC 2 Trust Principles

SOC 2 Trust Principles

  • Security: Safeguarding Data and Systems
  • Availability: Ensuring System Availability
  • Processing Integrity: Accurate and Complete Processing
  • Confidentiality: Protecting Sensitive Information and Privacy: Personal Information Handling

SOC 2 vs. Other Compliance Frameworks

  • Contrasting SOC 2 with SOC 1; ISO 27001; and GDPR
  • Choosing the Appropriate Compliance Approach

SOC 2 Assessment Process

  • Scoping the Audit
  • Defining Relevant Controls
  • Types of SOC 2 Reports

Benefits of SOC 2 Compliance

  • Building Trust with Clients
  • Competitive Advantage
  • Risk Mitigation

Risk Assessment and Management

  • Identifying and Prioritizing Risks
  • Developing Mitigation Strategies

Preparing for a SOC 2 Audit

  • Readiness Assessment
  • Gap Analysis and Remediation
  • Documentation and Evidence Collection

Implementation Challenges and Solutions

  • Common Roadblocks
  • Overcoming Implementation Challenges

SOC 2 Audit Reports

  • Types of Reports (Type I vs. Type II)
  • Understanding Audit Report Contents

Applying SOC 2 Principles

  • Case Studies and Real-World Scenarios
  • Group Discussions and Problem Solving

Course Prerequisites

There are no specific prerequisites for this course. However, a basic understanding of information security concepts, risk management principles, and organizational governance would be beneficial.

Career Path

  • Information Security GRC Analyst
  • Information Security Analyst
  • IT Security Auditor
  • IT Compliance Officer

Target Audience

  • Individuals involved in IT governance, risk management, compliance, security management, audit, and anyone responsible for ensuring the confidentiality, integrity, and availability of customer data within their organization.
  • Professionals seeking to gain a foundational understanding of SOC 2 compliance and those planning to pursue SOC 2 certification.

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Exams & Certifications

  • Certified Information Security Auditor (CISA)
  • ISO 27001 Lead Auditor
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